Industries
Microsoft consulting for financial services
Advisers, brokers, and financial firms with recordkeeping and supervision requirements.
Where we focus
What matters in this sector
Purview retention and eDiscovery, conditional access with phishing-resistant MFA, and evidence packages built for examiner review.
Common pressures
- Communication capture and immutable retention
- Supervisory review workflows
- Demonstrable access controls over client records
Services
Where engagements usually start
OVAL LLC provides technology configuration and consulting services. Nothing on this page is legal or regulatory advice — compliance determinations should be confirmed with your own counsel or compliance officer.
Talk to us about financial services.
Tell us what you are obliged to comply with and what you run today. We map the obligations to the controls and tell you which parts you already cover.